Address changes

Compliance guidelines state than an advisor should never receive a client’s mail. There are many reasons for this, for example, conflict of interest, client privacy, unfair trade, etc.

Generally, we do not allow a client’s address to be changed to either your home or business address. An alternate address should be used, or a PO box set up.

There may be some situations where there is a valid reason for a client’s address to be the same as yours. Each situation is reviewed on an individual basis.